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<x:assign-section-number number="13" builtin-target="authors"/>
<front>
  <title>An HTTP Extension Framework</title>
  <author initials="H." surname="Nielsen" fullname="Henrik Frystyk Nielsen">
    <organization abbrev="Microsoft">Microsoft Corporation</organization>
    <address>
      <postal>
        <street>1 Microsoft Way</street>
        <city>Redmond</city><region>WA</region><code>98052</code><country>USA</country>
      </postal>
      <email>frystyk@microsoft.com</email>
    </address>
  </author>
  <author initials="P." surname="Leach" fullname="Paul J. Leach">
    <organization abbrev="Microsoft">Microsoft Corporation</organization>
    <address>
      <postal>
        <street>1 Microsoft Way</street>
        <city>Redmond</city><region>WA</region><code>98052</code><country>USA</country>
      </postal>
      <email>paulle@microsoft.com</email>
    </address>
  </author>
  <author initials="S." surname="Lawrence" fullname="Scott Lawrence">
    <organization abbrev="Agranat Systems">Agranat Systems, Inc.</organization>
    <address>
      <postal>
        <street>5 Clocktower Place, Suite 400</street>
        <city>Maynard</city><region>MA</region><code>01754</code><country>USA</country>
      </postal>
      <email>lawrence@agranat.com</email>
    </address>
  </author>
  <date month='February' year='2000'></date>
  <abstract>
    <t>
     A wide range of applications have proposed various extensions of the
     HTTP protocol. Current efforts span an enormous range, including
     distributed authoring, collaboration, printing, and remote procedure
     call mechanisms. These HTTP extensions are not coordinated, since
     there has been no standard framework for defining extensions and
     thus, separation of concerns. This document describes a generic
     extension mechanism for HTTP, which is designed to address the
     tension between private agreement and public specification and to
     accommodate extension of applications using HTTP clients, servers,
     and proxies.  The proposal associates each extension with a globally
     unique identifier, and uses HTTP header fields to carry the extension
     identifier and related information between the parties involved in
     the extended communication.
    </t>
  </abstract>
  <note title="IESG Note">
  <t>
     This document was originally requested for Proposed Standard status.
     However, due to mixed reviews during Last Call and within the HTTP
     working group, it is being published as an Experimental document.
     This is not necessarily an indication of technical flaws in the
     document; rather, there is a more general concern about whether this
     document actually represents community consensus regarding the
     evolution of HTTP.  Additional study and discussion are needed before
     this can be determined.
  </t>
  <t>
     Note also that when HTTP is used as a substrate for other protocols,
     it may be necessary or appropriate to use other extension mechanisms
     in addition to, or instead of, those defined here.  This document
     should therefore not be taken as a blueprint for adding extensions to
     HTTP, but it defines mechanisms that might be useful in such
     circumstances.
  </t>
  </note>
</front>
<middle>

<section title="Introduction">
<t>
   This proposal is designed to address the tension between private
   agreement and public specification; and to accommodate dynamic
   extension of HTTP clients and servers by software components. The
   kind of extensions capable of being introduced range from:
  <list style="symbols">
    <t>extending a single HTTP message;</t>
    <t>introducing new encodings;</t>
    <t>initiating HTTP-derived protocols for new applications; to...</t>
    <t>switching to protocols which, once initiated, run independent
         of the original protocol stack.</t>
  </list>
</t>
<t>
   The proposal is intended to be used as follows:
  <list style="symbols">
    <t>Some party designs and specifies an extension; the party
         assigns the extension a globally unique URI, and makes one or
         more representations of the extension available at that address
         (see <xref target="publishing.an.extension"/>).</t>
    <t>An HTTP client or server that implements this extension
         mechanism (hereafter called an agent) declares the use of the
         extension by referencing its URI in an extension declaration in
         an HTTP message (see <xref target="extensions.declarations"/>).</t>
    <t>The HTTP application which the extension declaration is
         intended for (hereafter called the ultimate recipient) can
         deduce how to properly interpret the extended message based on
         the extension declaration.</t>
  </list>
</t>
<t>
   The proposal uses features in HTTP/1.1 but is compatible with
   HTTP/1.0 applications in such a way that extended applications can
   coexist with existing HTTP applications. Applications implementing
   this proposal &MUST; be based on HTTP/1.1 (or later versions of HTTP).
</t>
</section>

<section title="Notational Conventions">
<t>
   This specification uses the same notational conventions and basic
   parsing constructs as RFC 2068 <xref target="RFC2068" />. In particular the BNF constructs
   "token", "quoted-string", "Request-Line", "field-name", and
   "absoluteURI" in this document are to be interpreted as described in
   RFC 2068 <xref target="RFC2068" />.
</t>
<t>
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 <xref target="RFC2119" />.
</t>
<t>
   This proposal does not rely on particular features defined in URLs
   <xref target="RFC2396" /> that cannot potentially be expressed using URNs (see <xref target="publishing.an.extension"/>).
   Therefore, the more generic term URI <xref target="RFC2396" /> is used throughout the
   specification.
</t>   
</section>

<section title="Extension Declarations" anchor="extensions.declarations">
<t>
   An extension declaration can be used to indicate that an extension
   has been applied to a message and possibly to reserve a part of the
   header namespace identified by a header field prefix (see <xref target="header.field.prefixes" format="counter"/>). This
   section defines the extension declaration itself; <xref target="extension.header.fields"/> defines a
   set of header fields using the extension declaration.
</t>
<t>
   This specification does not define any ramifications of applying an
   extension to a message nor whether two extensions can or cannot
   logically coexist within the same message. It is simply a framework
   for describing which extensions have been applied and what the
   ultimate recipient either must or may do in order to properly
   interpret any extension declarations within that message.
</t>
<figure><preamble>
   The grammar for an extension declaration is as follows:
</preamble><artwork type="abnf2616"><iref item="ext-decl" primary="true"
/>       ext-decl        = &lt;"> ( absoluteURI | field-name ) &lt;">
                         [ namespace ] [ decl-extensions ]

<iref item="namespace" primary="true"
/>       namespace       = ";" "ns" "=" header-prefix
<iref item="header-prefix" primary="true"
/>       header-prefix   = 2*DIGIT

<iref item="decl-extension" primary="true"
/>       decl-extensions = *( decl-ext )
<iref item="decl-ext" primary="true"
/>       decl-ext        = ";" token [ "=" ( token | quoted-string ) ]
</artwork></figure>
<t>
   An extension is identified by an absolute, globally unique URI or a
   field-name. A field-name &MUST; specify a header field uniquely defined
   in an IETF Standards Track RFC <xref target="RFC2026"/>. A URI can unambiguously be
   distinguished from a field-name by the presence of a colon (":").
</t>
<t>
   The support for header field names as extension identifiers provides
   a transition strategy from decentralized extensions to extensions
   defined by IETF Standards Track RFCs until a mapping between the
   globally unique URI space and features defined in IETF Standards
   Track RFCs has been defined according to the guidelines described in
   <xref target="publishing.an.extension"/>.
</t>
<t>
   Examples of extension declarations are
</t>
<figure><artwork type="example">
       "http://www.company.com/extension"; ns=11
       "Range"
</artwork></figure>
<t>
   An agent &MAY; use the decl-extensions mechanism to include optional
   extension declaration parameters but cannot assume these parameters
   to be recognized by the recipient. An agent &MUST-NOT; use decl-extensions
   to pass extension instance data, which &MAY; be passed using
   header field prefix values (see <xref target="header.field.prefixes"/>). Unrecognized decl-ext
   parameters &SHOULD; be ignored and &MUST-NOT; be removed by proxies when
   forwarding the extension declaration.
</t>

<section title="Header Field Prefixes" anchor="header.field.prefixes">
<t>
   The header-prefix is a dynamically generated string. All header
   fields in the message that match this string, using string prefix-matching,
   belong to that extension declaration. Header field prefixes
   allow an extension declaration to dynamically reserve a subspace of
   the header space in a protocol message in order to prevent header
   field name clashes and to allow multiple declarations using the same
   extension to be applied to the same message without conflicting.
</t>
<figure><preamble>
   Header fields using a header-prefix are of the form:
</preamble><artwork type="abnf2616"><iref item="prefixed-header" primary="true"
/>       prefixed-header = prefix-match field-name
<iref item="prefix-match" primary="true"
/>       prefix-match    = header-prefix "-"
</artwork></figure>
<t>
   Linear white space (LWS) &MUST-NOT; be used between the header-prefix
   and the dash ("-") or between the prefix-match and the field-name.
   The string prefix matching algorithm is applied to the prefix-match
   string.
</t>
<t>
   The format of the prefix using a combination of digits and the dash
   ("-") guarantees that no extension declaration can reserve the whole
   header field name space. The header-prefix mechanism was preferred
   over other solutions for exchanging extension instance parameters
   because it is header based and therefore allows for easy integration
   of new extensions with existing HTTP features.
</t>
<t>
   Agents &MUST-NOT; reuse header-prefix values in the same message unless
   explicitly allowed by the extension (see <xref target="end-to-end.extensions"/> for a discussion
   of the ultimate recipient of an extension declaration).
</t>
<t>
   Clients &SHOULD; be as consistent as possible when generating header-prefix
   values as this facilitates use of the Vary header field in
   responses that vary as a function of the request extension
   declaration(s) (see <xref target="RFC2068" />, section 13.6).
</t>
<t>
   Servers including prefixed-header header fields in a Vary header
   field value &MUST; also include the corresponding extension declaration
   field-name as part of that value. For example, if a response depends
   on the value of the 16-use-transform header field defined by an
   optional extension declaration in the request, the Vary header field
   in the response could look like this:
</t>
<figure><artwork type="example">
       Vary: Opt, 16-use-transform
</artwork></figure>
<t>
   Note, that header-prefix consistency is no substitute for including
   an extension declaration in the message: header fields with header-prefix
   values not defined by an extension declaration in the same
   message are not defined by this specification.
</t>
<figure><preamble>
   Examples of header-prefix values are
</preamble><artwork type="example">
       12
       15
       23
</artwork></figure>
<t>
   Old applications may introduce header fields independent of this
   extension mechanism, potentially conflicting with header fields
   introduced by the prefix mechanism. In order to minimize this risk,
   prefixes &MUST; contain at least 2 digits.
</t>
</section>
</section>

<section title="Extension Header Fields" anchor="extension.header.fields">
<t>
   This proposal introduces two types of extension declaration strength:
   mandatory and optional, and two types of extension declaration scope:
   hop-by-hop and end-to-end (see section <xref target="end-to-end.extensions" format="counter"/> and <xref target="hop-by-hop.extensions" format="counter"/>).
</t>
<t>
   A mandatory extension declaration indicates that the ultimate
   recipient &MUST; consult and adhere to the rules given by the extension
   when processing the message or reporting an error (see section <xref target="mandatory.http.headers" format="counter"/> and
   <xref target="status.510.not.extended" format="counter"/>).
</t>
<t>
   An optional extension declaration indicates that the ultimate
   recipient of the extension &MAY; consult and adhere to the rules given
   by the extension when processing the message, or ignore the extension
   declaration completely. An agent may not be able to distinguish
   whether the ultimate recipient does not understand an extension
   referred to by an optional extension or simply ignores the extension
   declaration.
</t>
<t>
   The combination of the declaration strength and scope defines a 2x2
   matrix which is distinguished by four new general HTTP header fields:
   Man, Opt, C-Man, and C-Opt. (See sections <xref target="end-to-end.extensions" format="counter"/> and <xref target="hop-by-hop.extensions" format="counter"/>); also see
   <xref target="summary.of.protocol.interactions"/>, which has a table of interactions with origin servers
   and proxies.)
</t>
<t>
   The header fields are general header fields as they describe which
   extensions actually are applied to an HTTP message. Optional
   declarations &MAY; be applied to any HTTP message if appropriate (see
   <xref target="mandatory.http.headers"/> for how to apply mandatory extension declarations to
   requests and <xref target="mandatory.http.responses"/> for how to apply them to responses).
</t>

<section title="End-to-End Extensions" anchor="end-to-end.extensions">
<iref item="Headers" subitem="Man" primary="true"/>
<iref item="Man header" primary="true"/>
<iref item="Headers" subitem="Opt" primary="true"/>
<iref item="Opt header" primary="true"/>
<t> 
   End-to-end declarations &MUST; be transmitted to the ultimate recipient
   of the declaration. The Man and the Opt general header fields are
   end-to-end header fields and are defined as follows:
</t>
<figure><artwork type="abnf2616"><iref item="mandatory" primary="true"
/>       mandatory       = "Man" ":" 1#ext-decl
<iref item="optional" primary="true"
/>       optional        = "Opt" ":" 1#ext-decl
</artwork></figure>
<figure><preamble>
   For example
</preamble><artwork type='message/http; msgtype="response"'>
       HTTP/1.1 200 OK
       Content-Length: 421
       Opt: "http://www.digest.org/Digest"; ns=15
       15-digest: "snfksjgor2tsajkt52"
       ...
</artwork></figure>
<t>
   The ultimate recipient of a mandatory end-to-end extension
   declaration &MUST; handle that extension declaration as described in
   section <xref target="mandatory.http.headers" format="counter"/> and <xref target="mandatory.http.responses" format="counter"/>.
</t>
</section>

<section title="Hop-by-Hop Extensions" anchor="hop-by-hop.extensions">
<iref item="Headers" subitem="C-Man" primary="true"/>
<iref item="C-Man header" primary="true"/>
<iref item="Headers" subitem="C-Opt" primary="true"/>
<iref item="C-Opt header" primary="true"/>
<t>
   Hop-by-hop extension declarations are meaningful only for a single
   HTTP connection. In HTTP/1.1, C-Man, C-Opt, and all header fields
   with matching header-prefix values defined by C-Man and C-Opt &MUST; be
   protected by a Connection header field. That is, these header fields
   are to be included as Connection header field directives (see <xref target="RFC2068" />,
   section 14.10). The two header fields have the following grammar:
</t>
<figure><artwork type="abnf2616"><iref item="c-mandatory" primary="true"
/>       c-mandatory     = "C-Man" ":" 1#ext-decl
<iref item="c-optional" primary="true"
/>       c-optional      = "C-Opt" ":" 1#ext-decl
</artwork></figure>
<figure><preamble>
   For example
</preamble><artwork type='message/http; msgtype="request"'>
       M-GET / HTTP/1.1
       Host: some.host
       C-Man: "http://www.digest.org/ProxyAuth"; ns=14
       14-Credentials="g5gj262jdw@4df"
       Connection: C-Man, 14-Credentials
</artwork></figure>
<t>
   The ultimate recipient of a mandatory hop-by-hop extension
   declaration &MUST; handle that extension declaration as described in
   section <xref target="mandatory.http.headers" format="counter"/> and <xref target="mandatory.http.responses" format="counter"/>.
</t>
</section>

<section title="Extension Response Header Fields">
<iref item="Headers" subitem="Ext" primary="true"/>
<iref item="Ext header" primary="true"/>
<iref item="Headers" subitem="C-Ext" primary="true"/>
<iref item="C-Ext header" primary="true"/>
<t>
   Two extension response header fields are used to indicate that a
   request containing mandatory extension declarations has been
   fulfilled by the ultimate recipient as described in <xref target="fulfilling.a.mandatory.request"/>. The
   extension response header fields are exclusively intended to serve as
   extension acknowledgements, and can not carry any other information.
</t>
<t>
   The Ext header field is used to indicate that all end-to-end
   mandatory extension declarations in the request were fulfilled:
</t>
<figure><artwork type="abnf2616"><iref item="ext" primary="true"
/>       ext             = "Ext" ":"
</artwork></figure>
<t>
   The C-Ext response header field is used to indicate that all hop-by-hop
   mandatory extension declarations in the request were fulfilled.
</t>
<figure><artwork type="abnf2616"><iref item="c-ext" primary="true"
/>       c-ext           = "C-Ext" ":"
</artwork></figure>
<t>
   In HTTP/1.1, the C-Ext header fields &MUST; be protected by a
   Connection header (see <xref target="RFC2068" />, section 14.10).
</t>
<t>
   The Ext and the C-Ext header fields are not mutually exclusive; they
   can both occur within the same message as described in <xref target="fulfilling.a.mandatory.request"/>.
</t>
</section>
</section>


<section title="Mandatory HTTP Requests" anchor="mandatory.http.headers">
<t>
   An HTTP request is called a mandatory request if it includes at least
   one mandatory extension declaration (using the Man or the C-Man
   header fields). The method name of a mandatory request &MUST; be
   prefixed by "M-". For example, a client might express the binding
   rights-management constraints in an HTTP PUT request as follows:
</t>
<figure><artwork type='message/http; msgtype="request"'>
       M-PUT /a-resource HTTP/1.1
       Man: "http://www.copyright.org/rights-management"; ns=16
       16-copyright: http://www.copyright.org/COPYRIGHT.html
       16-contributions: http://www.copyright.org/PATCHES.html
       Host: www.w3.org
       Content-Length: 1203
       Content-Type: text/html

       &lt;!doctype html ...
</artwork></figure>
<t>
   An ultimate recipient conforming to this specification receiving a
   mandatory request &MUST; process the request by performing the
   following actions in the order listed below:
  <list style="numbers">
    <t>Identify all mandatory extension declarations (both hop-by-hop
         and end-to-end); the server &MAY; ignore optional declarations
         without affecting the result of processing the HTTP message;</t>
    <t>Examine all extensions identified in 1) and determine if they
         are supported for this message. If not, respond with a 510 (Not
         Extended) status-code (see <xref target="status.510.not.extended"/>);</t>
    <t>If 2) did not result in a 510 (Not Extended) status code, then
         process the request according to the semantics of the
         extensions and of the existing HTTP method name as defined in
         HTTP/1.1 <xref target="RFC2068" /> or later versions of HTTP. The HTTP method name
         can be obtained by ignoring the "M-" method name prefix.</t>
    <t>If the evaluation in 3) was successful and the mandatory
         request fulfilled, the server &MUST; respond as defined in
         <xref target="fulfilling.a.mandatory.request"/>. A server &MUST-NOT; fulfill a request without
         understanding and obeying all mandatory extension
         declaration(s) in a request.</t>
  </list>
</t>
<t>
   A proxy that does not act as the ultimate recipient of a mandatory
   extension declaration &MUST-NOT; remove the extension declaration or
   the "M-" method name prefix when forwarding the message (see <xref target="fulfilling.a.mandatory.request"/>
   for how to detect when a mandatory extension has been fulfilled).
</t>
<t>
   A server receiving an HTTP/1.0 (or earlier versions of HTTP) message
   that includes a Connection header &MUST;, for each connection-token in
   this field, remove and ignore any header field(s) from the message
   with the same name as the connection-token.
</t>
<t>
   A server receiving a mandatory request including the "M-" method name
   prefix without any mandatory extension declarations to follow &MUST;
   return a 510 (Not Extended) response.
</t>
<t>
   The "M-" prefix is reserved by this proposal and &MUST-NOT; be used by
   other HTTP extensions.
</t>

<section title="Fulfilling a Mandatory Request" anchor="fulfilling.a.mandatory.request">
<t>
   A server &MUST-NOT; claim to have fulfilled any mandatory request
   unless it understood and obeyed all the mandatory extension
   declarations in the request. This section defines a mechanism for
   conveying this information to the client in such a way that it
   interoperates with existing HTTP applications and prevents broken
   servers from giving the false impression that an extended request was
   fulfilled by responding with a 200 (Ok) response without
   understanding the method.
</t>
<t>
   If any end-to-end mandatory extension declarations were among the
   fulfilled extensions then the server &MUST; include an Ext response
   header field in the response. In order to avoid that the Ext header
   field inadvertently is cached in an HTTP/1.1 cache, the response &MUST;
   contain a no-cache cache-control directive. If the response is
   otherwise cachable, the no-cache cache-control directive &SHOULD; be
   limited to only affect the Ext header field:
</t>
<figure><artwork type='message/http; msgtype="response"'>
       HTTP/1.1 200 OK
       Ext:
       Cache-Control: no-cache="Ext"
       ...
</artwork></figure>
<t>
   If the mandatory request has been forwarded by an HTTP/1.0
   intermediary proxy then this is indicated either directly in the
   Request-Line or by the presence of an HTTP/1.1 Via header field. In
   this case, the server &MUST; include an Expires header field with a
   date equal to or earlier than the value of the Date header field (see
   <xref target="caching.considerations"/> for a discussion on caching considerations):
</t>
<figure><artwork type='message/http; msgtype="response"'>
       HTTP/1.1 200 OK
       Date: Sun, 25 Oct 1998 08:12:31 GMT
       Expires: Sun, 25 Oct 1998 08:12:31 GMT
       Ext:
       Cache-Control: no-cache="Ext", max-age=3600
       ...
</artwork></figure>
<t>
   If any hop-by-hop mandatory extension declarations were among the
   fulfilled extensions then the server &MUST; include a C-Ext response
   header field in the response. The C-Ext header field &MUST; be
   protected by a Connection header field (see <xref target="RFC2068" />, section 14.10).
</t>
<figure><artwork type='message/http; msgtype="response"'>
       HTTP/1.1 200 OK
       C-Ext:
       Connection: C-Ext
</artwork></figure>
<t>
   Note, that the Ext and C-Ext header fields are not mutually
   exclusive; they can be both be present in a response when  fulfilling
   mandatory request containing both hop-by-hop as well as end-to-end
   mandatory extension declarations.
</t>
</section>
</section>

<section title="Mandatory HTTP Responses" anchor="mandatory.http.responses">
<t>
   A server &MUST-NOT; include mandatory extension declarations in an HTTP
   response unless it is responding to a mandatory HTTP request whose
   definition allowed for the mandatory response or the server has some
   a priori knowledge that the recipient can handle the extended
   response.  A server &MAY; include optional extension declarations in
   any HTTP response (see <xref target="extension.header.fields"/>).
</t>
<t>
   If a client is the ultimate recipient of a mandatory HTTP response
   containing mandatory extension declarations that either the client
   does not understand or does not want to use, then it &SHOULD; discard
   the complete response as if it were a 500 (Internal Server Error)
   response.
</t>
</section>

<section title="510 Not Extended" anchor="status.510.not.extended">
<iref item="Status Codes" subitem="510 Not Extended" primary="true"/>
<iref item="510 Not Extended (status code)" primary="true"/>
<t>
   The policy for accessing the resource has not been met in the
   request.  The server should send back all the information necessary
   for the client to issue an extended request. It is outside the scope
   of this specification to specify how the extensions inform the
   client.
</t>
<t>
   If the 510 response contains information about extensions that were
   not present in the initial request then the client &MAY; repeat the
   request if it has reason to believe it can fulfill the extension
   policy by modifying the request according to the information provided
   in the 510 response. Otherwise the client &MAY; present any entity
   included in the 510 response to the user, since that entity may
   include relevant diagnostic information.
</t>
</section>

<section title="Publishing an Extension" anchor="publishing.an.extension">
<t>
   While the protocol extension definition should be published at the
   address of the extension identifier, this specification does not
   require it. The only absolute requirement is that extension
   identifiers &MUST; be globally unique identifiers, and that distinct
   names be used for distinct semantics.
</t>
<t>
   Likewise, applications are not required to attempt resolving
   extension identifiers included in an extension declaration. The only
   absolute requirement is that an application &MUST-NOT; claim
   conformance with an extension that it does not recognize (regardless
   of whether it has tried to resolve the extension identifier or not).
   This document does not provide any policy for how long or how often
   an application may attempt to resolve an extension identifier.
</t>
<t>
   The association between the extension identifier and the
   specification might be made by distributing a specification, which
   references the extension identifier.
</t>
<t>
   It is strongly recommended that the integrity and persistence of the
   extension identifier be maintained and kept unquestioned throughout
   the lifetime of the extension. Care should be taken not to distribute
   conflicting specifications that reference the same name. Even when an
   extension specification is made available at the address of the URI,
   care must be taken that the specification made available at that
   address does not change over time. One agent may associate the
   identifier with the old semantics, while another might associate it
   with the new semantics.
</t>
<t>
   The extension definition may be made available in different
   representations ranging from
  <list style="symbols">
    <t>a human-readable specification defining the extension semantics
         (see for example <xref target="RFC2324" />),</t>
    <t>downloadable code which implements the semantics defined by the
         extension,</t>
    <t>a formal interface description provided by the extension, to</t>
    <t>a machine-readable specification defining the extension
         semantics.</t>
  </list>
</t>
<t>
   For example, a software component that implements the specification
   may reside at the same address as a human-readable specification
   (distinguished by content negotiation). The human-readable
   representation serves to document the extension and encourage
   deployment, while the software component would allow clients and
   servers to be dynamically extended.
</t>
</section>

<section title="Caching Considerations" anchor="caching.considerations">
<t>
   Use of extensions using the syntax defined by this document may have
   additional implications on the cachability of HTTP response messages
   other than the ones described in <xref target="fulfilling.a.mandatory.request"/>.
</t>
<t>
   The originator of an extended message should be able to determine
   from the semantics of the extension whether or not the extension's
   presence impacts the caching constraints of the response message. If
   an extension does require tighter constraints on the cachebility of
   the response, the originator &MUST; include the appropriate combination
   of cache header fields (Cache-Control, Vary, Expires) corresponding
   to the required level of constraints of the extended semantics.
</t>
</section>

<section title="Security Considerations">
<t>
   Dynamic installation of extension facilities as described in the
   introduction involves software written by one party (the provider of
   the implementation) to be executed under the authority of another
   (the party operating the host software). This opens the host party to
   a variety of "Trojan horse" attacks by the provider, or a malicious
   third party that forges implementations under a provider's name. See,
   for example RFC2046 <xref target="RFC2046"/>, section 4.5.2 for a discussion of these
   risks.
</t>
</section>

<section title="Acknowledgements">
<t>
   Roy Fielding, Rohit Khare, Yaron Y. Goland, and Koen Holtman, deserve
   special recognition for their efforts in commenting in all phases of
   this specification. Also thanks to Josh Cohen, Ross Patterson, Jim
   Gettys, Larry Masinter, and to the people involved in PEP <xref target="PEP"/>.
</t>
<t>
   The contribution of World Wide Web Consortium (W3C) staff is part of
   the W3C HTTP Activity (see "http://www.w3.org/Protocols/Activity").
</t>
</section>
</middle>

<back>
<references>

<reference anchor='RFC0822'>
<front>
<title abbrev='Standard for ARPA Internet Text Messages'>Standard for the format of ARPA Internet text messages</title>
<author initials='D.H.' surname='Crocker' fullname='David H. Crocker'>
<organization>University of Delaware, Dept. of Electrical Engineering</organization>
<address>
<postal>
<street />
<city>Newark</city>
<region>DE</region>
<code>19711</code>
<country>US</country></postal>
<email>DCrocker@UDel-Relay</email></address></author>
<date month='August' day='13' year='1982' /></front>
<seriesInfo name='STD' value='11' />
<seriesInfo name='RFC' value='822' />
</reference>

<reference anchor='RFC1945'>
<front>
<title abbrev='HTTP/1.0'>Hypertext Transfer Protocol -- HTTP/1.0</title>
<author initials='T.' surname='Berners-Lee' fullname='Tim Berners-Lee'>
<organization>MIT, Laboratory for Computer Science</organization>
<address>
<postal>
<street>545 Technology Square</street>
<city>Cambridge</city>
<region>MA</region>
<code>02139</code>
<country>US</country></postal>
<facsimile>+1 617 258 8682</facsimile>
<email>timbl@w3.org</email></address></author>
<author initials='R.T.' surname='Fielding' fullname='Roy T. Fielding'>
<organization>University of California, Irvine, Department of Information and Computer Science</organization>
<address>
<postal>
<street />
<city>Irvine</city>
<region>CA</region>
<code>92717-3425</code>
<country>US</country></postal>
<facsimile>+1 714 824 4056</facsimile>
<email>fielding@ics.uci.edu</email></address></author>
<author initials='H.F.' surname='Nielsen' fullname='Henrik Frystyk Nielsen'>
<organization>W3 Consortium, MIT Laboratory for Computer Science</organization>
<address>
<postal>
<street>545 Technology Square</street>
<city>Cambridge</city>
<region>MA</region>
<code>02139</code>
<country>US</country></postal>
<facsimile>+1 617 258 8682</facsimile>
<email>frystyk@w3.org</email></address></author>
<date month='May' year='1996' />
<abstract>
<t>The Hypertext Transfer Protocol (HTTP) is an application-level protocol with the lightness and speed necessary for distributed, collaborative, hypermedia information systems. It is a generic, stateless, object-oriented protocol which can be used for many tasks, such as name servers and distributed object management systems, through extension of its request methods (commands). A feature of HTTP is the typing of data representation, allowing systems to be built independently of the data being transferred.</t>
<t>HTTP has been in use by the World-Wide Web global information initiative since 1990. This specification reflects common usage of the protocol referred to as "HTTP/1.0".</t></abstract></front>
<seriesInfo name='RFC' value='1945' />
</reference>

<reference anchor='RFC2026'>
<front>
<title abbrev='Internet Standards Process'>The Internet Standards Process -- Revision 3</title>
<author initials='S.' surname='Bradner' fullname='Scott O. Bradner'>
<organization>Harvard University</organization>
<address>
<postal>
<street>1350 Mass. Ave.</street>
<city>Cambridge</city>
<region>MA</region>
<code>02138</code>
<country>US</country></postal>
<phone>+1 617 495 3864</phone>
<email>sob@harvard.edu</email></address></author>
<date month='October' year='1996' />
<abstract>
<t>This memo documents the process used by the Internet community for the standardization of protocols and procedures.  It defines the stages in the standardization process, the requirements for moving a document between stages and the types of documents used during this process.  It also addresses the intellectual property rights and copyright issues associated with the standards process.</t></abstract></front>
<seriesInfo name='BCP' value='9' />
<seriesInfo name='RFC' value='2026' />
</reference>

<reference anchor='RFC2046'>
<front>
<title abbrev='Media Types'>Multipurpose Internet Mail Extensions (MIME) Part Two: Media Types</title>
<author initials='N.' surname='Freed' fullname='Ned Freed'>
<organization>Innosoft International, Inc.</organization>
<address>
<postal>
<street>1050 East Garvey Avenue South</street>
<city>West Covina</city>
<region>CA</region>
<code>91790</code>
<country>US</country></postal>
<phone>+1 818 919 3600</phone>
<facsimile>+1 818 919 3614</facsimile>
<email>ned@innosoft.com</email></address></author>
<author initials='N.' surname='Borenstein' fullname='Nathaniel S. Borenstein'>
<organization>First Virtual Holdings</organization>
<address>
<postal>
<street>25 Washington Avenue</street>
<city>Morristown</city>
<region>NJ</region>
<code>07960</code>
<country>US</country></postal>
<phone>+1 201 540 8967</phone>
<facsimile>+1 201 993 3032</facsimile>
<email>nsb@nsb.fv.com</email></address></author>
<date month='November' year='1996' />
<abstract>
<t>STD 11, RFC 822 defines a message representation protocol specifying considerable detail about US-ASCII message headers, but which leaves the message content, or message body, as flat US-ASCII text.  This set of documents, collectively called the Multipurpose Internet Mail Extensions, or MIME, redefines the format of messages to allow for</t>
<t>(1)   textual message bodies in character sets other than US-ASCII,</t>
<t>(2)   an extensible set of different formats for non-textual message bodies,</t>
<t>(3)   multi-part message bodies, and</t>
<t>(4)   textual header information in character sets other than US-ASCII.</t>
<t>These documents are based on earlier work documented in RFC 934, STD 11 and RFC 1049, but extends and revises them.  Because RFC 822 said so little about message bodies, these documents are largely orthogonal to (rather than a revision of) RFC 822.</t>
<t>The initial document in this set, RFC 2045, specifies the various headers used to describe the structure of MIME messages. This second document defines the general structure of the MIME media typing sytem and defines an initial set of media types. The third document, RFC 2047, describes extensions to RFC 822 to allow non-US-ASCII text data in Internet mail header fields. The fourth document, RFC 2048, specifies various IANA registration procedures for MIME-related facilities.  The fifth and final document, RFC 2049, describes MIME
   conformance criteria as well as providing some illustrative examples of MIME message formats, acknowledgements, and the bibliography.</t>
<t>These documents are revisions of RFCs 1521 and 1522, which themselves were revisions of RFCs 1341 and 1342.  An appendix in RFC 2049 describes differences and changes from previous versions.</t></abstract></front>
<seriesInfo name='RFC' value='2046' />
</reference>


<reference anchor='RFC2068'>
<front>
<title abbrev='HTTP/1.1'>Hypertext Transfer Protocol -- HTTP/1.1</title>
<author initials='R.' surname='Fielding' fullname='Roy T. Fielding'>
<organization>University of California, Irvine, Department of Information and Computer Science</organization>
<address>
<postal>
<street />
<city>Irvine</city>
<region>CA</region>
<code>92717-3425</code>
<country>US</country></postal>
<facsimile>+1 714 824 4056</facsimile>
<email>fielding@ics.uci.edu</email></address></author>
<author initials='J.' surname='Gettys' fullname='Jim Gettys'>
<organization>MIT Laboratory for Computer Science</organization>
<address>
<postal>
<street>545 Technology Square</street>
<city>Cambridge</city>
<region>MA</region>
<code>02139</code>
<country>US</country></postal>
<facsimile>+1 617 258 8682</facsimile>
<email>jg@w3.org</email></address></author>
<author initials='J.' surname='Mogul' fullname='Jeffrey C. Mogul'>
<organization>Digital Equipment Corporation, Western Research Laboratory</organization>
<address>
<postal>
<street>250 University Avenue</street>
<city>Palo Alto</city>
<region>CA</region>
<code>94301</code>
<country>US</country></postal>
<email>mogul@wrl.dec.com</email></address></author>
<author initials='H.' surname='Nielsen' fullname='Henrik Frystyk Nielsen'>
<organization>MIT Laboratory for Computer Science</organization>
<address>
<postal>
<street>545 Technology Square</street>
<city>Cambridge</city>
<region>MA</region>
<code>02139</code>
<country>US</country></postal>
<facsimile>+1 617 258 8682</facsimile>
<email>frystyk@w3.org</email></address></author>
<author initials='T.' surname='Berners-Lee' fullname='Tim Berners-Lee'>
<organization>MIT Laboratory for Computer Science</organization>
<address>
<postal>
<street>545 Technology Square</street>
<city>Cambridge</city>
<region>MA</region>
<code>02139</code>
<country>US</country></postal>
<facsimile>+1 617 258 8682</facsimile>
<email>timbl@w3.org</email></address></author>
<date month='January' year='1997' />
<abstract>
<t>The Hypertext Transfer Protocol (HTTP) is an application-level protocol for distributed, collaborative, hypermedia information systems. It is a generic, stateless, object-oriented protocol which can be used for many tasks, such as name servers and distributed object management systems, through extension of its request methods. A feature of HTTP is the typing and negotiation of data representation, allowing systems to be built independently of the data being transferred.</t>
<t>HTTP has been in use by the World-Wide Web global information initiative since 1990. This specification defines the protocol referred to as "HTTP/1.1".</t></abstract></front>
<seriesInfo name='RFC' value='2068' />
</reference>

<reference anchor='RFC2119'>
<front>
<title abbrev='RFC Key Words'>Key words for use in RFCs to Indicate Requirement Levels</title>
<author initials='S.' surname='Bradner' fullname='Scott Bradner'>
<organization>Harvard University</organization>
<address>
<postal>
<street>1350 Mass. Ave.</street>
<street>Cambridge</street>
<street>MA 02138</street></postal>
<phone>- +1 617 495 3864</phone>
<email>sob@harvard.edu</email></address></author>
<date month='March' year='1997' />
<area>General</area>
<keyword>keyword</keyword>
<abstract>
<t>
   In many standards track documents several words are used to signify
   the requirements in the specification.  These words are often
   capitalized.  This document defines these words as they should be
   interpreted in IETF documents.  Authors who follow these guidelines
   should incorporate this phrase near the beginning of their document:
<list>
<t>
      The key words &quot;MUST&quot;, &quot;MUST NOT&quot;, &quot;REQUIRED&quot;, &quot;SHALL&quot;, &quot;SHALL
      NOT&quot;, &quot;SHOULD&quot;, &quot;SHOULD NOT&quot;, &quot;RECOMMENDED&quot;,  &quot;MAY&quot;, and
      &quot;OPTIONAL&quot; in this document are to be interpreted as described in
      RFC 2119.
</t></list></t>
<t>
   Note that the force of these words is modified by the requirement
   level of the document in which they are used.
</t></abstract></front>
<seriesInfo name='BCP' value='14' />
<seriesInfo name='RFC' value='2119' />
</reference>

<reference anchor='RFC2324'>
<front>
<title abbrev='HTCPCP/1.0'>Hyper Text Coffee Pot Control Protocol (HTCPCP/1.0)</title>
<author initials='L.' surname='Masinter' fullname='Larry Masinter'>
<organization>Xerox Palo Alto Research Center</organization>
<address>
<postal>
<street>3333 Coyote Hill Road</street>
<city>Palo Alto</city>
<region>CA</region>
<code>94304</code></postal>
<email>masinter@parc.xerox.com</email></address></author>
<date month='April' day='1' year='1998' />
<area>General</area>
<keyword>control protocol</keyword>
<keyword>coffee</keyword>
<abstract>
<t>
   This document describes HTCPCP, a protocol for controlling,
   monitoring, and diagnosing coffee pots.
</t></abstract></front>
<seriesInfo name='RFC' value='2324' />
</reference>


<reference anchor='RFC2396'>
<front>
<title abbrev='URI Generic Syntax'>Uniform Resource Identifiers (URI): Generic Syntax</title>
<author initials='T.' surname='Berners-Lee' fullname='Tim Berners-Lee'>
<organization abbrev='MIT/LCS'>World Wide Web Consortium</organization>
<address>
<postal>
<street>MIT Laboratory for Computer Science, NE43-356</street>
<street>545 Technology Square</street>
<city>Cambridge</city>
<region>MA</region>
<code>02139</code></postal>
<facsimile>+1(617)258-8682</facsimile>
<email>timbl@w3.org</email></address></author>
<author initials='R.T.' surname='Fielding' fullname='Roy T. Fielding'>
<organization abbrev='U.C. Irvine'>Department of Information and Computer Science</organization>
<address>
<postal>
<street>University of California, Irvine</street>
<city>Irvine</city>
<region>CA</region>
<code>92697-3425</code></postal>
<facsimile>+1(949)824-1715</facsimile>
<email>fielding@ics.uci.edu</email></address></author>
<author initials='L.' surname='Masinter' fullname='Larry Masinter'>
<organization abbrev='Xerox Corporation'>Xerox PARC</organization>
<address>
<postal>
<street>3333 Coyote Hill Road</street>
<city>Palo Alto</city>
<region>CA</region>
<code>94034</code></postal>
<facsimile>+1(415)812-4333</facsimile>
<email>masinter@parc.xerox.com</email></address></author>
<date month='August' year='1998' />
<area>Applications</area>
<keyword>uniform resource</keyword>
<keyword>URI</keyword>
<abstract>
<t>
   A Uniform Resource Identifier (URI) is a compact string of characters
   for identifying an abstract or physical resource.  This document
   defines the generic syntax of URI, including both absolute and
   relative forms, and guidelines for their use; it revises and replaces
   the generic definitions in RFC 1738 and RFC 1808.
</t>
<t>
   This document defines a grammar that is a superset of all valid URI,
   such that an implementation can parse the common components of a URI
   reference without knowing the scheme-specific requirements of every
   possible identifier type.  This document does not define a generative
   grammar for URI; that task will be performed by the individual
   specifications of each URI scheme.
</t></abstract>
<note title='IESG Note'>
<t>
   This paper describes a "superset" of operations that can be applied
   to URI.  It consists of both a grammar and a description of basic
   functionality for URI.  To understand what is a valid URI, both the
   grammar and the associated description have to be studied.  Some of
   the functionality described is not applicable to all URI schemes, and
   some operations are only possible when certain media types are
   retrieved using the URI, regardless of the scheme used.
</t></note></front>
<seriesInfo name='RFC' value='2396' />
</reference>

<reference anchor="PEP">
  <front>
    <title>PEP - an extension mechanism for HTTP</title>
    <author initials='H.' surname='Nielsen' fullname='H. Nielsen'>
      <organization/>
    </author>
    <author initials='D.' surname='Conolly' fullname='D. Conolly'>
      <organization/>
    </author>
    <author initials='R.' surname='Khare' fullname='R. Khare'>
      <organization/>
    </author>
    <date/>
  </front>
  <annotation>Work in progress.</annotation>
</reference>
</references>


<section title="Summary of Protocol Interactions" anchor="summary.of.protocol.interactions" x:fixed-section-number="14">
<t>
   The following tables summarize the outcome of strength and scope rules
   of the mandatory proposal of compliant and non-compliant HTTP proxies
   and origin servers. The summary is intended as a guide and index to
   the text, but is necessarily cryptic and incomplete. This summary
   should never be used or referenced separately from the complete
   specification.
</t>
<figure><preamble>
  Table 1: Origin Server
</preamble><artwork>
       Scope            Hop-by-hop                End-to-end

     Strength      Optional     Required    Optional     Required
                    (may)        (must)       (may)       (must)

   Mandatory     Standard    501 (Not     Standard     501 (Not
   unsupported   processing  Implemented) processing   Implemented)

   Extension     Standard    510 (Not     Standard     510 (Not
   unsupported   processing  Extended)    processing   Extended)
   Extension     Extended    Extended     Extended     Extended
   supported     processing  processing   processing   processing
</artwork></figure>
<figure><preamble>
                         Table 2: Proxy Server
</preamble><artwork>
       Scope            Hop-by-hop                End-to-end

     Strength      Optional     Required    Optional     Required
                    (may)        (must)       (may)       (must)

   Mandatory     Strip       501 (Not     Forward      501 (Not
   unsupported   extension   Implemented) extension    Implemented)
                             or tunnel                 or tunnel

   Extension     Strip       510 (Not     Forward      Forward
   unsupported   extension   Extended)    extension    extension

   Extension     Extended    Extended     Extended     Extended
   supported     processing  processing   processing,  processing,
                 and strip   and strip    may strip    may strip
</artwork></figure>
</section>

<section title="Examples" x:fixed-section-number="15">
<t>
   The following examples show various scenarios using mandatory in
   HTTP/1.1 requests and responses. Information not essential for
   illustrating the examples is left out (referred to as "...")
</t>

<section title="User Agent to Origin Server">
<figure><preamble>
               Table 3: User Agent directly to origin server
</preamble><artwork>
   Client issues a request M-GET /some-document HTTP/1.1
   with one optional and   Opt: "http://www.my.com/tracking"
   one mandatory extension Man: "http://www.foo.com/privacy"
                           ...

   Origin server accepts   HTTP/1.1 200 OK
   the mandatory extension Ext:
   but ignores the         Cache-Control: max-age=120, no-cache="Ext"
   optional one. The       ...
   client can not see in
   this case that the
   optional extension was
   ignored.
</artwork></figure>
<figure><preamble>
               Table 4: Origin server with Vary header field
</preamble><artwork>
   Client issues a request M-GET /p/q HTTP/1.1
   with one mandatory      Man: "http://www.x.y/transform"; ns=16
   extension               16-use-transform: xyzzy
                           ...

   Origin server accepts   HTTP/1.1 200 OK
   the mandatory but       Ext:
   indicates that the      Vary: Man, 16-use-transform
   response varies on the  Date: Sun, 25 Oct 1998 08:12:31 GMT
   request extension       Expires: Sun, 25 Oct 1998 08:12:31 GMT
   declaration             Cache-Control: no-cache="Ext", max-age=1000
                           ...
</artwork></figure>
</section>

<section title="User Agent to Origin Server via HTTP/1.1 Proxy">
<t>
   These two examples show how an extended request interacts with an
   HTTP/1.1 proxy.
</t>
<figure><preamble>
              Table 5: HTTP/1.1 Proxy forwards extended request
</preamble><artwork>
   Client issues a request M-GET /some-document HTTP/1.1
   with one optional and   C-Opt: "http://www.meter.org/hits"
   one mandatory hop-by-   C-Man: "http://www.copy.org/rights"
   hop extension           Connection: C-Opt, C-Man
                           ...

   HTTP/1.1 proxy forwards M-GET /some-document HTTP/1.1
   the request and takes   Via: 1.1 new
   out the connection      ...
   headers

   Origin server fails as  HTTP/1.1 510 Not Extended
   the request does not    ...
   contain any information
   belonging to the M-GET
   method
</artwork></figure>
<figure><preamble>
         Table 6: HTTP/1.1 Proxy does not forward extended request
</preamble><artwork>
   Client issues a request M-GET /some-document HTTP/1.1
   with one optional and   C-Opt: "http://www.meter.org/hits"
   one mandatory hop-by-   C-Man: "http://www.copy.org/rights"
   hop extension           Connection: C-Opt, C-Man
                           ...

   HTTP/1.1 proxy refuses  HTTP/1.1 501 Not Implemented
   to forward the M-GET    ...
   method and returns an
   error

   Origin server never
   sees the extended
   request
</artwork></figure>
</section>


<section title="User Agent to Origin Server via HTTP/1.0 Proxy">
<t>
   These two examples show how an extended request interacts with an
   HTTP/1.0 proxy in the message path
</t>
<figure><preamble>
             Table 7: HTTP/1.0 Proxy forwards extended request
</preamble><artwork>
   Client issues a request M-GET /some-document HTTP/1.1
   with one mandatory      Man: "http://www.price.com/sale"
   extension               ...

   HTTP/1.0 proxy forwards M-GET /some-document HTTP/1.0
   the request as a        Man: "http://www.price.com/sale"
   HTTP/1.0 request        ...
   without changing the
   method

   Origin server accepts   HTTP/1.1 200 OK
   declaration and returns Ext:
   a 200 response and an   Date: Sun, 25 Oct 1998 08:12:31 GMT
   extension               Expires: Sun, 25 Oct 1998 08:12:31 GMT
   acknowledgement. The    Cache-Control: no-cache="Ext", max-age=600
   response can be cached  ...
   by HTTP/1.1 caches for
   10 minutes.
</artwork></figure>
<figure><preamble>
                Table 8: HTTP/1.0 and HTTP/1.1 Proxy Chain
</preamble><artwork>
   Client issues request   M-GET /some-document HTTP/1.1
   with one mandatory and  Man: "http://www.copy.org/rights"
   one hop-by-hop optional C-Opt: "http://www.ads.org/noads"
   extension               Connection: C-Opt
                           ...

   HTTP/1.0 proxy forwards M-GET /some-document HTTP/1.0
   request as HTTP/1.0     Man: "http://www.copy.org/rights"
   request without         C-Opt: "http://www.ads.org/noads"
   changing the method and Connection: C-Man
   without honoring the    ...
   Connection directives

   HTTP/1.1 proxy deletes  M-GET /some-document HTTP/1.1
   (and ignores) optional  Man: "http://www.copy.org/rights"
   extension and forwards  C-Man: "http://www.ads.org/givemeads"
   the rest including a    Connection: C-Man
   via header field. It    Via: 1.0 new
   also add a hop-by-hop   ...
   mandatory extension

   Origin server accepts   HTTP/1.1 200 OK
   both mandatory          Ext:
   extensions. The         C-Ext
   response is not         Connection: C-Ext
   cachable by the         Date: Sun, 25 Oct 1998 08:12:31 GMT
   HTTP/1.0 cache but can  Expires: Sun, 25 Oct 1998 08:12:31 GMT
   be cached for 1 hour by Cache-Control: no-cache="Ext", max-age=3600
   HTTP/1.1 caches.        ...

   HTTP/1.1 proxy removes  HTTP/1.1 200 OK
   the hop-by-hop          Ext:
   extension               Date: Sun, 25 Oct 1998 08:12:31 GMT
   acknowledgement and     Expires: Sun, 25 Oct 1998 08:12:31 GMT
   forwards the remainder  Cache-Control: no-cache="Ext", max-age=3600
   of the response.        ...
</artwork></figure>
</section>
</section>
</back>
</rfc>
